Legal and Privacy

Legal & Privacy Notices

Eagle Global Advisors LLC (“Eagle”) is registered with the Securities and Exchange Commission (“SEC”) as an investment adviser under the Investment Advisers Act of 1940. All information contained herein is for informational purposes and should not be construed as investment advice. It does not constitute an offer, solicitation or recommendation to purchase any security or investment advisory services nor shall any such security or investment advisory service be offered or sold to any person in any jurisdiction in which such offer, solicitation, recommendation, purchase or sale would be unlawful under the securities laws of such jurisdiction.

Copyright

The information and content of this Web site is proprietary. While you may print a copy of the information contained on this website for your own purposes, any other republication or redistribution of the text or graphics of this website, including, without limitation, linking or framing, is expressly prohibited without prior written permission of Eagle Global Advisors. You may request permission by contacting info@eagleglobal.com.

ALL INFORMATION AND CONTENT ON THE EAGLE GLOBAL ADVISORS WEB SITE ARE, SUBJECT TO APPLICABLE STATUTES AND REGULATIONS, FURNISHED “AS IS”, WITHOUT WARRANTY OF ANY KIND, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, OR NON-INFRINGEMENT.

Eagle Global Advisors does not make any judgment or warranty with respect to the accuracy, timeliness or suitability of the content of any of the services herein provided.

About Your Privacy

We are committed to ensuring that the information you provide to us via the Internet is secure. The following statement defines our policy regarding maintaining your privacy and the security safeguards we have implemented to keep your information secure and confidential.

Eagle Global Advisors Privacy Pledge and Notification

Eagle Global Advisors, LLC respects your right to privacy. We have always been committed to secure the confidentiality and integrity of your personal information. We are proud of our privacy practices and want our current and prospective clients to understand what information we collect and how we use it.

Why We Collect Your Information

We gather information about you and your accounts so that we can (i) know who you are and thereby prevent unauthorized access to your information, (ii) design and improve the products and services we offer and (iii) comply with the laws and regulations that govern us.

What Information We Collect

We may collect the following types of ‘nonpublic personal information’ about you:

• Information about your identity, such as your name, address and social security number;
• Information about your transactions with us;
• Information we receive from you on applications, such as your beneficiaries or income.

What Sources We Obtain Your Information From

We collect nonpublic personal information about Eagle Global Advisors, LLC clients such as you from the following sources:

• Information we receive from you on applications or other forms;
• Information collected or received on our website; and
• Information about your transactions with us, our affiliates, or others.

What Information We Disclose

We do not disclose any nonpublic personal information about our clients or former clients to anyone, except as permitted by law. Moreover, we will not release information about our clients or former clients unless one of the following conditions is met:

• We receive your prior written consent.
• We believe the recipient to be you or your authorized representative.
• We are required by law to release information to the recipient.

We only use information about you and your account to help us better serve your investment needs or to suggest services or educational materials that may be of interest to you.

Confidentiality and Security

We maintain physical, electronic and procedural safeguards to guard your personal account information. We also restrict access to your personal and financial data to authorized Eagle Global Advisors, LLC associates who have a need for these records. We require all nonaffiliated organizations to conform to our privacy standards and are contractually obligated to keep the information provided confidential and used as requested. Furthermore, we will continue to adhere to the privacy policies and practices described in this notice even after your account is closed or becomes inactive. We will continue to conduct our business in a manner that conforms with our pledge to you, your expectations and all applicable laws.

Tracking Site Usage

We do track general site information about how many total users access the site and the information functions within it. We use this information to improve and manage the site.

E-mail Communications

From time to time, we may contact you via email for the purpose of providing announcements, promotional offers, alerts, confirmations, surveys, and/or other general communication.

If you would like to stop receiving marketing or promotional communications via email from us, you may opt out of such communications by replying with Unsubscribe in the subject line.

Links

Our website contains links to other sites. Please be aware that we are not responsible for the content or privacy practices of such other sites. We encourage our users to be aware when they leave our site and to read the privacy statements of any other site that collects personally identifiable information.

Computer Viruses

There is always the possibility of unknowingly acquiring computer viruses on the Internet. We suggest that you make every effort to be aware of this possibility and to scan downloaded materials. We are not responsible or liable for any damage caused by these viruses.

Information on this Website

No information contained on this website constitutes an offer or solicitation for the sale of any security or service in any jurisdiction where we or the security or service are not licensed.

The information on this website is provided for informational purposes and is not intended and should not be construed as legal or professional advice. The information is not a substitute for legal or professional advice from a competent, independent adviser in your jurisdiction.